For Quiet Period we have terms and definitions in 4 topics. The topics are Finance, Frauds and Scams, IPO and Investing.

Quiet Period (Finance)

Time period an issuer is "in registration" with the SEC and may not promote its forthcoming issue.

Quiet Period (Frauds and Scams)

Time period that an issuer in registration is subject to Securities and Exchange Commission (SEC) regulations regarding advertising.

Quiet Period (IPO)

After the IPO is priced, the underwriters face further restrictions on issuing research. This is called the quiet period. It lasts up to 40 days. However, under some circumstances the underwriters can issue a research recommendation more quickly. If the distribution is complete, meaning they have disbanded the syndicate and are not exercising the overallotment, the SEC allows a safe harbor for research.

Quiet Period (Investing)

Time period that an issuer in registration is subject to Securities and Exchange Commission (SEC) regulations regarding advertising.

See Also: Issuer; Securities And Exchange Commission

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