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Topical Terminology > Upc (Uniform Practice Code)



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UPC (Uniform Practice Code)

For UPC (Uniform Practice Code) we have a term and definition in Frauds and Scams.



Upc (Uniform Practice Code) (Frauds and Scams)

Rules and procedures established by the National Association of Securities Dealers (NASD) to regulate operational details of executing, clearing, and settling over the counter transactions in non-exempt securities. Also, within the 13 districts of the NASD, the Uniform Practice Committees settle disputes at the local level and interpret the Uniform Practice Code.




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