Topical Terminology > Uniform Practice Code (Upc)
Uniform Practice Code (Upc)
For Uniform Practice Code (Upc) we have terms and definitions in 2 topics. The topics are Frauds and Scams and Securities.
Uniform Practice Code (Upc) (Frauds and Scams) 
Rules and procedures established by the National Association of Securities Dealers (NASD) to regulate operational details of executing, clearing, and settling over the counter transactions in non-exempt securities. Also, within the 13 districts of the NASD, the Uniform Practice Committees settle disputes at the local level and interpret the Uniform Practice Code.
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Uniform Practice Code (Upc) (Securities)
NASD rules governing members' dealings with each other.
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