Topical Terminology > Uniform Securities Agent State Law Examination
Uniform Securities Agent State Law Examination
For Uniform Securities Agent State Law Examination we have terms and definitions in 2 topics. The topics are Finance and Frauds and Scams.
Uniform Securities Agent State Law Examination (Finance) 
A test required in some states for registered representatives who are employees of member firms of the NASD or over-the-counter brokers.
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Uniform Securities Agent State Law Examination (Frauds and Scams)
Test that is taken by all registered representative candidates in many US states--also known as "Blue Sky Examination". Before taking this exam, all registered representatives must pass the General Securities Representative Examination (Series 7).
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